Licenses

Professional Designations
At least one of our advisors hold the following designations:

  • Certified Financial PlannerTM Professional(CFP®) - Daniel Dodgen
  • Certified Public Accountant (CPA)* - Katy Chai (currently inactive)
  • Chartered Advisor for Senior Living® (CASL®) - Jacqueline Goodreau
  • Retirement Income Certified Professional® (RICP®) - Jacqueline Goodreau
  • Chartered Finacial Consultant (ChFC®) - Daniel Dodgen
  • Chartered Life Underwriter (CLU®) - Daniel Dodgen
  • Certified Plan Fiduciary Advisor (CPFA®) - Daniel Dodgen
  • Certified 401(k) Professional (C(k)P®) - Daniel Dodgen
  • Certified Divorce Financial Analyst (CDFA) - Katy Chai

Securities

We are licensed to assist clients with investment accounts of all sizes and types. The advisors hold a combination of Series 7, 9/10, 63, 65, 66, and/or 24. At least one of our advisors has maintained a securities license in the following states: AZ, CA, CO, GA, HI, KY, ID, IN, FL, MI, MT, MS, NV, NM, OR, OH, UT, VA, WA, WI,

Insurance
We are licensed to assist clients with life insurance, disability insurance, long-term care insurance, and accident and health insurance. At least one of our advisors has maintained a securities license in the following states: AZ, AL, CA, FL, HI, ID, ME, NC, NM, NV, NY, TX, VA, UT, WI

*We do not provide tax or legal advice. Consult your own personal attorney legal or tax counsel for your advice on specific legal and tax matters.